As On: Jul-16-2024 | 09:09 PM

Corporate Responsibility & Compliance

Corporate Responsibility & Compliance Profiles

Mohsin Adhi (Director / Compliance Officer)

Mohsin has more than nineteen years of Capital Markets experience primarily focused on Equity Brokerage. Mohsin has played a key role in transformation of Alpha Capital from a family-owned brokerage entity to a highly professional and corporatized setup. He started his career as a Sales Trader at New Challi branch of Alpha Capital in 2003. He subsequently moved to the Head Office to head the Business Development Function in 2007. He started looking at regulatory Affairs of the company in 2014 and became the Company Secretary of Alpha Capital in 2016. Mohsin has served as a member of Market Development & New Product Committee of PSX in 2009.  He has been a visiting faculty at IBA, SZABIST and Bahria University. Mohsin has served as a President of Memon Professional Forum (MPF) 2019-20. Mohsin has an MSc in Finance & Financial Law from SOAS, University of London and has been an active member SOAS Alumni Mentoring Platform.

Nadeem ul Haq Usmani (Chief Operating Officer)

Nadeem ul Haq Usmani joined Alpha Capital in December 2020 as Chief Operating Officer. He has more than 25 years’ experience in renowned brokerage names in Pakistan including Next Capital, Elixir securities, Optimus Capital and Invisor Securities, out of which 17 years have been in COO / CFO positions. He has diverse experience in supervising regulatory compliance, maintenance of accounts, tax planning, income and sales tax practice, secretarial work, and risk management. Nadeem is an Associate Member of the Institute of Cost & Management Accountants (ACMA) and Corporate Secretary (ACIS) from Pakistan and has also cleared Canadian Securities Course (CSC) from Canadian Securities Institute.

Jehangir (Manager Compliance Desk)

Mr Jehangir Ali joined Alpha Capital in December 2019 as Manager Compliance Desk. He has more than 20 years’ experience. He is Business Graduate (MBA)and has diverse experience in operational & regulatory compliance.